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concerns across payment sector firms

Regulatory Change ‘Safeguarding Reconciliations Q&A’ | Regulatory Insights Series #4 🚀 We recently interviewed the Head of Safeguarding at global payments firm about the challenges and considerations facing Electronic Money and Payment Institutions on Safeguarding Reconciliations 💬 Regulatory Change ‘Managing Safeguarding Audits Effectively’ | Regulatory Insights Series #3 🚀 The third insight for 2022's 'Regulatory Insights Series'. We look at how best to manage upcoming Safeguarding Audits and how Grath can support. Regulatory Change Consumer Duty | Regulatory Insights Series #2 🚀 The second insight for 2022's 'Regulatory Insight Series'. We look at how the New Consumer Duty will affect firms and how Grath can support.

Regulatory Change CASS Compliance 🚀 'Managing CASS Change' | Regulatory Insights Series #1

The first blog for our 2022 'Regulatory Insight Series takes a look at Managing CASS change, considering a number of internal and external change triggers and how Grath can support Regulatory Change Grid Grind Oliver Lodge sheds light on the FCA's Regulatory Initiatives Grid (RIG) and what we can expect over the coming 12 months.

Mini-bond marketing banned

Regulatory Change Mini-bond marketing banned The FCA move to make their temporary ban on the mass marketing of of 'mini-bonds' permanent.

concerns across payment sector firms

Regulatory Change Transforming culture in financial services "A healthy purposeful culture should lead to better outcomes for consumers and markets"

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Prudential Politics

Regulatory Change Prudential Politics A look into the MiFID Prudential regime from Oliver Lodge, a former regulator and a renowned regulatory consultant and adviser to the investment industry on matters of regulation.