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Continuing Consumer Duty insight series

The FCA Press Release can be found here FCA Press release

 

The FRF Review covers changes that:

  • Add to their objectives and regulatory principles.
  • Build on existing accountability arrangements, improve scrutiny of our activities, and strengthen stakeholder engagement.
  • Give powers to the Treasury and financial regulators to create a framework where the expert and independent regulators have greater responsibility for setting regulatory requirements that apply to firms.

 

There is a current discussion paper open – which closes on 22/05/2023 – DP23/2 – which can be found here FCA: DP23/2

 

Who this is for 

You should read this if you are interested in the future of the UK fund and asset management industry. It may be of interest to:

  • Authorised fund managers
  • Alternative investment fund managers
  • Portfolio managers, including portfolio managers providing services to both professional and retail clients
  • Depositaries of authorised funds or alternative investment funds
  • Investment platform providers
  • Financial advisers
  • Investment consultants or professional investment advisers

 

Want to know how Grath can help you in 2023?

If you’d like to know how Grath’s technology can help you, then we’d love to talk.

Get in touch with us at grath.com/contact

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