Contact sales
Contact sales

Blog

All categories
Future Regulatory Framework Review (FRF) 📝 Regulatory Change Future Regulatory Framework Review (FRF) 📝 The FCA is seeking views from the industry on the regulatory change that may help the UK Asset management industry – to innovate, better support investors and boost competition. Regulatory Change FCA Authorisation & Variation of Permissions – Work with Grath to accelerate your regulatory applications 👌 Risk & Compliance Pensions: Value for Money Framework – Live Consultation (ends 27/03/2023) ✍ The FCA have a live consultation, CP23/4: Value for Money: A framework on metrics, standards, and disclosures. Here's how Grath can help manage your businesses governance, metrics and compliance.
Leadership International Women’s Day 2023 🤝 To celebrate International Women's Day we sat down with Julie Tuffrey, Chief Product Officer and Lauren Tyson, EA / Business Manager. Risk & Compliance Investment Firms Prudential Regime | Regulatory Insights Series #11 🚀 A partnership first approach 👏 Risk & Compliance A partnership first approach 👏 Want to build a winning partnership in 2023?
Customers and Vulnerability 🤝 Risk & Compliance Customers and Vulnerability 🤝 The UK regulators, including the FCA and the PRA, are united in their approach and expectations to ensure consumer protection and deliver good customer outcomes as a central component of their business strategy.
Never miss a thing
Subscribe for more content
Email
Risk Management: Taking it to the next level and beyond🚀 Risk & Compliance Risk Management: Taking it to the next level and beyond🚀 There are lots of established frameworks and methods for managing risk within our business, but is there a true best practice approach? How do you move the needle and ensure risk management is addressed with a solution that’s not only resilient but also responsive and can work for many organisations – one size doesn’t fit all and it’s very likely that firms will adapt frameworks to meet their own approach. Safeguarding – Organisational Arrangements & Control 💡 Risk & Compliance Safeguarding – Organisational Arrangements & Control 💡 What good looks like: Governance, Risk Management and Compliance (GRC) 📝 Risk & Compliance What good looks like: Governance, Risk Management and Compliance (GRC) 📝 Risk management and controls are critical elements to supporting a firm's overall organisational arrangements. When structured properly, these arrangements evidence and underpin a firm's compliance with the regulatory regime under which they operate. These regulations and exposures are broad in nature and vary considerably across industry sectors, jurisdictions, geographic areas, and business areas. Regulatory Change ESG – 2023 objectives and next steps 🌳👨💡 During 2022, the industry witnessed major focus and legislative reforms that set the framework, foundations, and future direction for the environmental, social, and governance (ESG) landscape. This trend is set to continue with gusto through 2023 and beyond. Risk & Compliance Master your Maturity Assessment 🔐 Details on how Grath can help you complete your Maturity Assessment successfully
PS22/11 – Improvements to the Appointed Representatives Regime 📄 Regulatory Change PS22/11 – Improvements to the Appointed Representatives Regime 📄 A CASS-mas Carol 🎅 Risk & Compliance A CASS-mas Carol 🎅 Bah humbug! Is it that time of year already? Before we dive headlong into the season’s festivities and (over)indulgence, we felt it was worth rattling a few chains of reflection and warning, just as Jacob Marley did with Ebeneezer Scrooge. What the Dickens, you may ask. We do this not just for a little festive fun, but in the hope that we may avoid the financial ghosts of the past, continue to change our ways, and look forward to a prosperous future together. Doing the right thing: building a financial services culture to be proud of👌 Leadership Doing the right thing: building a financial services culture to be proud of👌 Culture across the industry has long been an area of focus, with some interesting examples of firms and sectors failing to meet the standards and expectations of the regulators, and regrettably, examples which have damaged consumer protection or confidence.
1 2 3
The smartest way to manage regulatory compliance
Explore platform Contact sales
Your request has been submitted successfully
We will get in touch with you immediately via email.
Ok, thanks.