As the FCA’s safeguarding consultation approaches, we at Grath partnered with fscom to guide you through the essentials to ensure your firm is ready.
Our expert panel included:
🔹Kristian Davies, Head of Customer Success at Grath
🔹Paul Wood, COO at Grath
🔹Heather O Gorman., Associate Director at fscom
🔹David Norton, Senior Manager at fscom
They unpacked the complexities of safeguarding, the Client Assets Sourcebook (CASS), and tackle prescriptive rules and practical challenges.
You can watch the full recording below!
If you would like to get in touch with one of our specialists, please contact us here.