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Continuing Consumer Duty insight series Regulatory Change Consumer Duty | Part 2 | Products & Services 💷😊 Continuing our Consumer Duty insight series, in part 2, Grath considers how firms can appropriately apply technology to the “four outcomes” and, in particular, how the product and service outcome can benefit from technology solutions.

 Regulatory Change Consumer Duty | Part 1 | Consumer Understanding 💷😊 In a 5 part series, Grath examines how firms can leverage technology to ensure customers’ financial needs are met and improve their financial wellbeing under the new consumer duty principle, particularly in the context of the four outcomes:

• Consumer understanding
• Products and services
• Price and value
• Consumer support

 Regulatory Change The Outlook for UK Financial Services Firms in 2024 🗓️ A view of the dynamic regulatory landscape facing UK financial services firms in 2024 through Grath's lens, with a look back at insights from 2023.

We dive into key topics such as Consumer Duty, Operational Resilience, and Technology Risk, gaining a valuable perspective on how financial services firms are adapting to evolving regulations and leveraging technology to ensure consumer satisfaction and operational robustness.
Regulatory Change Regulator raises concerns across payment sector firms 🔔 Following the Consumer Duty implementation letter in February, payment and e-money firms have received a “Dear CEO” letter that describes the risks of harm and the expectations on firms, along with what the FCA will be doing to reduce the level of harm within this sector.

With the industry under ever increasing regulatory focus, we have put the implications of the latest FCA supervisory correspondence letter under the microscope. Regulatory Change Safeguarding arrangements – Payment Service Providers (PSP’s) 🔒 The Payments industry has seen unprecedented growth in recent times as the UK continues to bolster its reputation as a global centre for financial technology.
 Continuing Consumer Duty insight series Regulatory Change Future Regulatory Framework Review (FRF) 📝 The FCA is seeking views from the industry on the regulatory change that may help the UK Asset management industry – to innovate, better support investors and boost competition. Continuing Consumer Duty insight series Regulatory Change FCA Authorisation & Variation of Permissions – Work with Grath to accelerate your regulatory applications 👌
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Continuing Consumer Duty insight series Regulatory Change ESG – 2023 objectives and next steps 🌳👨💡 During 2022, the industry witnessed major focus and legislative reforms that set the framework, foundations, and future direction for the environmental, social, and governance (ESG) landscape. This trend is set to continue with gusto through 2023 and beyond. Continuing Consumer Duty insight series Regulatory Change PS22/11 – Improvements to the Appointed Representatives Regime 📄 The FCA recently issued their policy statement PS22/11 setting out the enhanced Appointed Representatives (AR) regime and rules for firms to comply with. These came into effect on 8 December 2022 following a four-month implementation period with a further period of transitional arrangements to allow firms more time to comply with some of the new rules, particularly those requiring them to submit information on an on-going basis and to review their ARs and self-assess annually. Continuing Consumer Duty insight series Regulatory Change Time to wind down? Get Planning and Governance right Following its Thematic Review the FCA identified that many firms’ WDPs and risk management frameworks remained at an early stage of maturity, We take a look at the work that can be done to bridge the gaps and meet the expectations of the regulator. Regulatory Change Appointed Representatives: FCA signals a stronger governance requirement A closer look at the December AR deadline and supporting policy statement. Regulatory Change Total Capture – Robotics, AI; IT Controls & Data integrity | Regulatory Insights Series #8 🔎👨🏾‍💻 The eighth insight for 2022's 'Regulatory Insights Series'. We explore some of the challenges of demonstrating total capture.
Continuing Consumer Duty insight series Regulatory Change ESG: Putting Sustainability First 🌱 Grath has made sure that sustainability has been at the heart of its innovative SaaS solution from day one. It’s been achieved using state-of-the-art technology and by partnering with providers who also embody this critical initiative. concerns across payment sector firms Regulatory Change Time to Turn on Notifications? | Regulatory Insights Series #6 🚀 The sixth insight for 2022's 'Regulatory Insights Series'. We dive into the current challenges in the world of financial regulation and how Grath can support. concerns across payment sector firms Regulatory Change ‘Don’t Slam On the Brakes After Your CASS Audit.. 🚌’ | Regulatory Insights Series #5 🚀 The fifth insight for 2022's 'Regulatory Insight Series'. We look at how best to prepare for your next CASS audit and how Grath can simplify the process.
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