Governance, Risk & Compliance Management

Scale your compliance program in the cloud with an integrated risk and control framework that unifies obligation management across your organization.
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Meet the worlds first reconciliation platform built from the ground up to meet the specific needs of firms performing Client Asset and Safeguarding reconciliations.
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Mini-bond marketing banned

Risk & Compliance Mini-bond marketing banned The FCA move to make their temporary ban on the mass marketing of of 'mini-bonds' permanent. Risk & Compliance Transforming culture in financial services "A healthy purposeful culture should lead to better outcomes for consumers and markets" Risk & Compliance Prudential Politics A look into the MiFID Prudential regime from Oliver Lodge, a former regulator and a renowned regulatory consultant and adviser to the investment industry on matters of regulation.

Grath announces a new office in Menlo Park Grath, the compliance platform that powers effective regulatory and operational risk management, announced today the opening of its first office in the United States.