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Continuing Consumer Duty insight series Risk & Compliance Question time with Paul Wood: ‘Manual operational errors are the underlying cause of CASS breaches’ 🙅‍♂️ Part 4 in this 6-week series sees Grath's Industry Expert Paul Wood, answering some useful and informative questions. Risk & Compliance Question time with Paul Wood: ‘Making a move from spreadsheet to software’ 💻 Part 3 in this 6-week series sees Grath's Industry Expert Paul Wood, answering some useful and informative questions. Risk & Compliance Question time with Paul Wood: ‘CASS firms improved relationships with the regulator’ 🤝 Part 2 in this 6-week series sees Grath's Industry Expert Paul Wood, answering some useful and informative questions.
Risk & Compliance Question time with Paul Wood: ‘Well maintained and effective control suites’ ✍ This 6-week series sees Grath's Industry Expert Paul Wood, answering some useful and informative questions. Regulatory Change Regulator raises concerns across payment sector firms 🔔 Following the Consumer Duty implementation letter in February, payment and e-money firms have received a “Dear CEO” letter that describes the risks of harm and the expectations on firms, along with what the FCA will be doing to reduce the level of harm within this sector.

With the industry under ever increasing regulatory focus, we have put the implications of the latest FCA supervisory correspondence letter under the microscope. Continuing Consumer Duty insight series Risk & Compliance Fast Growing Firms – Scale your Risk & Governance Capabilities with Grath📈 Continuing Consumer Duty insight series Regulatory Change Safeguarding arrangements – Payment Service Providers (PSP’s) 🔒 The Payments industry has seen unprecedented growth in recent times as the UK continues to bolster its reputation as a global centre for financial technology.
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Continuing Consumer Duty insight series Regulatory Change Future Regulatory Framework Review (FRF) 📝 The FCA is seeking views from the industry on the regulatory change that may help the UK Asset management industry – to innovate, better support investors and boost competition. Continuing Consumer Duty insight series Regulatory Change FCA Authorisation & Variation of Permissions – Work with Grath to accelerate your regulatory applications 👌 Continuing Consumer Duty insight series Risk & Compliance Pensions: Value for Money Framework – Live Consultation (ends 27/03/2023) ✍ The FCA have a live consultation, CP23/4: Value for Money: A framework on metrics, standards, and disclosures. Here's how Grath can help manage your businesses governance, metrics and compliance. Leadership International Women’s Day 2023 🤝 To celebrate International Women's Day we sat down with Julie Tuffrey, Chief Product Officer and Lauren Tyson, EA / Business Manager. Risk & Compliance Investment Firms Prudential Regime | Regulatory Insights Series #11 🚀 Investment Firms Prudential Regime.
Continuing Consumer Duty insight series Risk & Compliance A partnership first approach 👏 Want to build a winning partnership in 2023?
Continuing Consumer Duty insight series Risk & Compliance Customers and Vulnerability 🤝 The UK regulators, including the FCA and the PRA, are united in their approach and expectations to ensure consumer protection and deliver good customer outcomes as a central component of their business strategy. Continuing Consumer Duty insight series Risk & Compliance Risk Management: Taking it to the next level and beyond🚀 There are lots of established frameworks and methods for managing risk within our business, but is there a true best practice approach? How do you move the needle and ensure risk management is addressed with a solution that’s not only resilient but also responsive and can work for many organisations – one size doesn’t fit all and it’s very likely that firms will adapt frameworks to meet their own approach.
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